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Samuel J. Lieberman, Member Attorney
Securities Litigation, Regulatory Investigations, Corporate Governance Disputes, Litigation
Phone:646-690-2325
Address: 551 Fifth Avenue 21st, New York, NY 10176
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Law Firm:Samuel J. Lieberman
Lawyer:Samuel J. Lieberman
Phone:646-690-2325
Fax:
Lawyer Title:Member
Practice Areas:Securities Litigation, Regulatory Investigations, Corporate Governance Disputes, Litigation
Bio:AV Preeminent | Sam Lieberman has handled investigations covering a wide-range of securities law issues before the SEC, FINRA, CFTC, CFE/CBOE, and CME. He has also handled precedent-setting cases addressing corporate governance, including in Delaware Chancery Court. His recent representations have been profiled in the Wall Street Journal, the New York Times, the New York Post, Bloomberg, Reuters and Law360. Sam also regularly advises companies and individuals about compliance programs and preparing for SEC compliance examinations. Recent highlights include:SEC Ad. Pro. File No. 3-16178 (Securities Act Rel. No. 9795, May 28, 2015): As lead counsel, obtained favorable settlement of high-profile SEC insider trading case, resulting in no bar or suspension, a no admit-no deny settlement of negligence-based claim of Section 17(a)(3) of the Securities Act, and relatively small civil penalty. Won rare award of partial summary disposition against SEC Enforcement Division claims, which provided leverage to negotiate original allegation of nine claims of intentional insider trading down to just one negligence-based claim in final settlement.Cerisano v. Interactive Brokers, LLC, No. 13-03526 (January 14, 2015): Won $2.4 million FINRA arbitration award for a large trader alleging misstatements about VIX futures, serving as trial counsel handling all ten witnesses during a hearing that spanned two weeks. This award was more than three times higher than any previous FINRA arbitrat
Admitted:
College:Binghamton University, Class of 1996, B.A.
Law School:Columbia Law School, Class of 1999, J.D.
Membership:Associations & Memberships: Member of the American Bar Association, Litigation Section, Securities Litigation CommitteeMember of the Association of the Bar of the City of New YorkMember of the American Technion Society’s Leadership Development Committee
Web:
Languages:English

Lawyer Samuel J. Lieberman, graduated from Binghamton University, Class of 1996, B.A. Columbia Law School, Class of 1999, J.D., is now employed by Samuel J. Lieberman at 551 Fifth Avenue 21st New York, NY 10176.

While being a member of Associations & Memberships: Member of the American Bar Association, Litigation Section, Securities Litigation CommitteeMember of the Association of the Bar of the City of New YorkMember of the American Technion Society’s Leadership Development Committee, Samuel J. Lieberman is one of the more than one million lawyers in United States. Before choosing Samuel J. Lieberman as your lawyer, you should consider whether Samuel J. Lieberman offers free consultation, (if not) how much the initial interview costs, if there is any hidden attorney fees, what's the fee schedule, whether he or she has good community reputation and is able to provide a list of good references. You can also contact the Board of Professional Responsibility of the state bar, to find out if Samuel J. Lieberman has ever been placed under any disciplinary actions. Please be aware that, though Samuel J. Lieberman's office is located at New York, NY, he or she might belong to the bar association of other states.

You should also ask how long the lawyer has been in practice, how much experience he or she has in cases like yours, and more importantly, the outcomes of those cases! Focus of the lawyer's practice and years of experience are also very important factors in your evaluation process. The more focused the lawyer's practice areas, the better service he or she could provide. So do not make decisions solely on one or two factors. Only hire lawyers you feel comfortable with as they will represent you and your interests, and you will be sharing private details about your life with them.

Samuel J. Lieberman's practice areas include Securities Litigation, Regulatory Investigations, Corporate Governance Disputes, Litigation.

Samuel J. Lieberman's college and law school education includes Binghamton University, Class of 1996, B.A., Columbia Law School, Class of 1999, J.D.. Other biographical background includes AV Preeminent | Sam Lieberman has handled investigations covering a wide-range of securities law issues before the SEC, FINRA, CFTC, CFE/CBOE, and CME. He has also handled precedent-setting cases addressing corporate governance, including in Delaware Chancery Court. His recent representations have been profiled in the Wall Street Journal, the New York Times, the New York Post, Bloomberg, Reuters and Law360. Sam also regularly advises companies and individuals about compliance programs and preparing for SEC compliance examinations. Recent highlights include:SEC Ad. Pro. File No. 3-16178 (Securities Act Rel. No. 9795, May 28, 2015): As lead counsel, obtained favorable settlement of high-profile SEC insider trading case, resulting in no bar or suspension, a no admit-no deny settlement of negligence-based claim of Section 17(a)(3) of the Securities Act, and relatively small civil penalty. Won rare award of partial summary disposition against SEC Enforcement Division claims, which provided leverage to negotiate original allegation of nine claims of intentional insider trading down to just one negligence-based claim in final settlement.Cerisano v. Interactive Brokers, LLC, No. 13-03526 (January 14, 2015): Won $2.4 million FINRA arbitration award for a large trader alleging misstatements about VIX futures, serving as trial counsel handling all ten witnesses during a hearing that spanned two weeks. This award was more than three times higher than any previous FINRA arbitrat. You should contact other lawyers and law firms nearby before choosing your legal representatives.

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