Practice Area: Business Law,
Banking & Finance,
Business Formation,
Commercial Law,
Consumer Law,
Contracts,
Corporate Law,
Mergers & Acquisitions,
Employment,
Discrimination,
Sexual Harassment,
Whistleblower,
Workers Compensation,
Wrongful Termination,
Arbitration,
Business Litigation,
Civil Litigation,
Commercial Litigation,
Corporate Litigation,
Mediation,
Intellectual Property,
Copyright,
Patents,
Trademark,
Securities, Regulatory Examinations Enforcement Counsel, FINRA Broker Dealer Regulatory Counsel, Private Fund Counsel, Annual Reviews Risk Assessments, Regulatory SEC Filings; Form U5 Expungement Counsel; Due Diligence Counsel, Outsourced General Corporate Counsel, Investment Adviser Regulatory Counsel, Investment Adviser Marketing Rule Counsel, Transition & Breakaway Services, Succession Planning & Counsel, Corporate Formation, Corporate Governance, Family Office Counsel, Labor Services, Cryptocurrency & Digital Asset Counsel.
About: MAH Advising PLLC, a leading law firm, is a pioneer in protecting your financial services firm from legal and regulatory risks. With focus on Corporate Governance, Mergers and Acquisitions, Investment Management and Capital Markets and regulatory compliance, MAH Advising LLC offers comprehensive legal services to clients of all sizes in New York, the United States and internationally.
We have the years of experience and knowledge of best practices necessary to provide corporate governance, assisting clients in managing the responsibilities of running a financial corporation. MAH Advising PLLC has a team of professionals experienced in the field of Corporate Governance providing services of SEC filings, including proxy statement, Form 10Q/K, Section 16 filings, including research and benchmarking.
We provide range of services relating to Regulatory Counsel & Compliance Services which includes Regulatory Filing, Investment Adviser regulatory counsel (SEC & State), Strategic Corporate Planning for Merger and Acquisitions, Transitions & Breakaway, Succession Planning and General counsel services including Contract Review.
We offer businesses, investment advisers, broker-dealers, hedge funds, private equity firms, and other market participants comprehensive representation relating to: Formation, Business Transition, Regulatory Compliance, SEC Exams, Corporate Counsel Support.
Our securities attorneys provide broker dealer compliance services by assisting broker-dealers from the start of their business. MAH experts being a FINRA broker dealer regulatory counsel are well-versed in all aspects of Financial Industry Regulatory Authority compliance (FINRA).
With our in-depth analysis and individualized solutions, let the merger and acquisition consultant MAH Advising and their decades of experience in corporate financial law lead you through the various steps of mergers and acquisitions (M&A).
We have advised financial services firms and corporations across the spectrum on compliance with federal securities regulations.
We aim to deliver best results for unique and complex financial issues. For additional help or information regarding financial services, talk to the team here at MAH Advising PLLC.