securities Lawyers in stamford, connecticut


Andrew M. Walsh, Attorney at Anderson Kill
Address: 1055 Washington Blvd., Ste. 510, Stamford, CT 06901
Practice:Securities Offerings, Employment & Labor, Financial Markets and Services, Corporate and Securities, Corporate and Commercial Transactions, Intellectual Property, Corporate Governance, Mergers, Acquisitions and Restructurings, Captives
Admitted:1998, Connecticut; 2001, New York;
Law School:Fordham University, Class of 1998, J.D.

Helen J Williamson, Of Counsel at Anderson Kill
Address: 1055 Washington Blvd., Ste. 510, Stamford, CT 06901
Practice:Business, Corporate Finance, Mergers and Acquisitions, Business Restructuring, Bankruptcy and Restructuring, Real Estate and Construction, Corporate and Securities, Insurance Recovery
Admitted:1981, New York; 1982, Connecticut; U.S. District Court, Southern District of New York; U.S. District Court, Eastern District of New York; U.S. District Court, Northern District of New York; U.S. District Court, District of Connecticut; U.S. Court of Appeals, Second Circuit;
Law School:Columbia University School of Law, J.D.

Daniel F. McGuire, Esq., Member at D.F. McGuire & Associates, LLC
Address: 1266 East Main Street, Suite 700R, Stamford, CT 06902
Practice:Businesses: We offer a variety of legal services to small-to-medium sized businesses and partnerships in Connecticut, New York, New Jersey, and the District of Columbia. For local merchants, restaurateurs, and manufacturers who need regular, reliable legal support, but think they’re too small for in-house counsel, we may be the solution. We offer effective, reasonably-priced representation and support for business and commercial disputes, including employee relations, licensing, contracts, protection of intellectual property, and commercial landlord-tenant issues. Securities Litigation: Our attorneys are also experienced securities litigators who have prosecuted and defended a wide variety of claims, including matters relating to broker misconduct or fraud, securities class actions and derivative shareholder actions. Individuals: We also represent individuals who require sound legal representation to resolve — and if necessary – litigate their dispute. In addition, we’ve acquired a reputation for helping clients whose previous attorneys have not done their job. When you have sought an attorney’s help with a legal problem, and your lawyer has neglected or outright mishandled the matter, you need someone you can trust to explain your situation and help make things right.
Admitted:Connecticut, New York, New Jersey, District of Columbia
Law School:Penn State University

Harold Frederick McGuire, Jr., Member at D.F. McGuire & Associates, LLC
Address: 1266 East Main St., Ste. 700R, Stamford, CT 06902
Practice:Litigation, Antitrust Litigation, Commercial Litigation, Business Litigation, Securities Litigation, White Collar Criminal Defense
Admitted:1962, New York; 2012, Connecticut; 1966, U.S. Supreme Court;
Law School:Columbia University, Class of 1962, LL.B.

Stanley A. Twardy, Jr., Partner at Day Pitney LLP
Address: One Canterbury Green, , Stamford, CT 06901
Practice:White Collar Defense and Internal Investigations, Securities Enforcement Defense, Appellate Practice, Healthcare Compliance
Admitted:1976, Connecticut; 1978, District of Columbia; U.S. Court of Appeals for the Second Circuit; U.S. Court of Appeals for the District of Columbia Circuit; U.S. Supreme Court;
Law School:University of Virginia, J.D., 1976; Georgetown University Law Center, LL.M., 1980

David A. Swerdloff, Partner at Day Pitney LLP
Address: One Canterbury Green, , Stamford, CT 06901
Practice:Real Estate, Securities & Investment Fraud, Emerging Companies and Venture Finance, Mergers, Acquisitions and Joint Ventures, Private Companies, Private Equity and Investment Funds, Social Media Task Force, Tax-Exempt Organizations and Charitable Giving, Technology, Telecommunications and Outsourcing, Trademark, Copyright and Advertising
Admitted:1979, Connecticut; U.S. District Court, District of Connecticut;
Law School:University of Connecticut, J.D., magna cum laude, 1979

Kenneth W. "Ken" Ritt, Partner at Day Pitney LLP
Address: One Canterbury Green, , Stamford, CT 06901
Practice:Land Use & Zoning, Real Estate, Shareholder and Securities Litigation, Antitrust, White Collar Defense and Internal Investigations
Admitted:1977, Connecticut; U.S. Court of Appeals for the First Circuit; U.S. Court of Appeals for the Second Circuit; U.S. District Court, District of Connecticut; U.S. District Court, Eastern District of New York; U.S. District Court, Northern District of New York; U.S. District Court, Southern District of New York;
Law School:Harvard Law School, J.D., 1977 comments editor, Harvard Civil Rights-Civil Liberties Law Review

Helen Harris, Partner at Day Pitney LLP
Address: One Canterbury Green, , Stamford, CT 06901
Practice:Real Estate, Securities & Investment Fraud, Land Use & Zoning, White Collar Defense and Internal Investigations, Shareholder and Securities Litigation, Securities Enforcement Defense
Admitted:1997, Connecticut; 1999, New York; U.S. District Court, District of Connecticut; U.S. District Court, Eastern District of New York; U.S. District Court, Southern District of New York; U.S. Court of Appeals for the Second Circuit;
Law School:Columbia University School of Law, J.D., 1997

Terence J. Gallagher, Counsel at Day Pitney LLP
Address: One Canterbury Green, Stamford, CT 06901
Practice:Franchise Litigation; Shareholders Law; Securities Litigation
Admitted:1994, New York; 2002, Connecticut; U.S. District Court, Southern and Eastern Districts of New York and U.S. District Court, District of Connecticut
Law School:University of Southern California, J.D., 1993

Martin A. Clarke, Partner at Dickstein Shapiro LLP
Address: One Stamford Plaza, 263 Tresser Boulevard, Stamford, CT 06901-2004
Practice:Securities Offerings, Contracts & Agreements, Corporate Mergers and Acquisitions, Venture Capital, Private Equity
Admitted:1995, Connecticut; 1996, New York; 1997, District of Columbia;
Law School:Fordham University, J.D., cum laude, 1994

Thomas J. Freed, Partner at Dickstein Shapiro LLP
Address: One Stamford Plaza, 263 Tresser Boulevard, Stamford, CT 06901-2004
Practice:Corporate Law, Mergers and Acquisitions, Venture Capital, Securities Law, Intellectual Property
Admitted:1988, Connecticut;
Law School:State University of New York at Buffalo, J.D., cum laude, 1988

Brian T. O'Connor, Member at Diserio Martin O'Connor & Castiglioni LLP
Address: One Atlantic St., Stamford, CT 06901
Practice:Corporate Law, Taxation, Securities Regulation
Admitted:1968, Connecticut;
Law School:University of Connecticut, Class of 1968, LL.B., with honors

Vincent M. Kiernan, Partner at Edwards Wildman Palmer LLP
Address: One Canterbury Green 201 Broad Street, Stamford, CT 06901
Practice:Corporate Law; Securities Law; Mergers and Acquisitions; Emerging Technologies
Admitted:1982, New York; 1991, Connecticut
Law School:New York University, J.D., 1981

Matthew S. Eisenberg, Member at Finn Dixon & Herling LLP
Address: 177 Broad Street, 15th Floor, Stamford, CT 06901
Practice:Securities Regulation, Investment Management, Hedge Funds, Broker-Dealer Regulation, Corporate Law, Private Equity, Securities & Investment Fraud, General Practice
Admitted:1990, Connecticut; 1991, New York;
Law School:New York University, J.D., 1990

Marcia C. Sugrue, Associate at Finn Dixon & Herling LLP
Address: 177 Broad Street, 15th Floor, Stamford, CT 06901
Practice:Corporate Law; Securities; Mergers and Acquisitions; Venture Capital
Admitted:1998, Pennsylvania and New Jersey; 2002, Connecticut and New York
Law School:George Washington University, J.D., with high honors, 1998

Jason R. Boyea, Partner at Finn Dixon & Herling LLP
Address: 177 Broad Street, 15th Floor, Stamford, CT 06901
Practice:Business, Advertising, Mergers and Acquisitions, Venture Capital, Securities, Acquisitions and Divestitures
Admitted:2002, Connecticut; 2003, New York;
Law School:New York University School of Law, J.D., 2002

Jonathan D. Fazzone, Associate at Finn Dixon & Herling LLP
Address: 177 Broad Street, 15th Floor, Stamford, CT 06901
Practice:Corporate Law; Mergers, Acquisitions and Divestitures; Securities
Admitted:2008, New York
Law School:Columbia University, J.D.

Erik A. Bergman, Member at Finn Dixon & Herling LLP
Address: 177 Broad Street, 15th Floor, Stamford, CT 06901
Practice:Corporate Law, Mergers and Acquisitions, Venture Capital, Corporate Finance, Securities, Advertising
Admitted:1995, Connecticut;
Law School:Yale Law School, J.D., 1993

Christopher M. Mozingo, Partner at Finn Dixon & Herling LLP
Address: 177 Broad Street, 15th Floor, Stamford, CT 06901
Practice:Advertising, Mergers & Acquisitions, Private Equity & Venture Capital, Securities & Public Companies, General Corporate
Admitted:2005, New York; 2005, Connecticut;
Law School:Emory University School of Law, J.D., cum laude, 2004

Michael J. Herling, Member at Finn Dixon & Herling LLP
Address: 177 Broad Street, 15th Floor, Stamford, CT 06901
Practice:Venture Capital, Business, Corporate Law, Mergers and Acquisitions, Private Equity, Corporate Finance, Securities
Admitted:1982, Connecticut;
Law School:Stanford University, J.D., 1982


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