securities Lawyers in stamford, connecticut


Abigail D. Elrod, Associate at Wilson Elser Moskowitz Edelman & Dicker LLP
Address: 1010 Washington Boulevard, Stamford, CT 06901
Practice:Financial Institutions; Securities; Securities Industry Professionals; Professional Liability & Services
Admitted:2008, New York and Connecticut
Law School:Fordham University School of Law, J.D., 2007

Adam J. Blank, Associate at Wofsey, Rosen, Kweskin & Kuriansky, LLP
Address: 600 Summer Street, Stamford, CT 06901
Practice:Commercial Litigation, Personal Injury, Securities
Admitted:2004, Connecticut; 2005, New York; 2005, U.S. District Court, District of Connecticut; U.S. Court of Appeals, Second Circuit;
Law School:University of Connecticut School of Law, J.D., with honors, 2004

Andrea Wienert Mirabito, Associate at Finn Dixon & Herling LLP
Address: 177 Broad Street, 15th Floor, Stamford, CT 06901
Practice:Corporate Law; Mergers, Acquisitions and Divestitures; Securities
Admitted:2002, New York(Not admitted in Connecticut)
Law School:St. John's University, J.D., 2001

Andrew M. Walsh, Attorney at Anderson Kill
Address: 1055 Washington Blvd., Ste. 510, Stamford, CT 06901
Practice:Securities Offerings, Employment & Labor, Financial Markets and Services, Corporate and Securities, Corporate and Commercial Transactions, Intellectual Property, Corporate Governance, Mergers, Acquisitions and Restructurings, Captives
Admitted:1998, Connecticut; 2001, New York;
Law School:Fordham University, Class of 1998, J.D.

Andrew William Nelson, Partner at Martin LLP
Address: 1 Landmark Sq., Ste. 2100, Stamford, CT 06901
Practice:Native Peoples Law, Financial Markets and Services, Venture Capital, Securities & Investment Fraud, Mergers and Acquisitions, Private Equity, Corporate Finance, Private Securities Offerings, Corporate, Limited Liability, Partnership Law Matters, Joint Venture Formation
Admitted:1986, Connecticut; 1989, New York;
Law School:Fordham University School of Law, Class of 1986, J.D.

Brian J Calvey, Partner at Kelley Drye & Warren LLP
Address: 400 Atlantic St., Stamford, CT 06901
Practice:Defective and Dangerous Products, Telecommunications, Communications & Media, Corporate Finance & Securities, Mergers and Acquisitions, Corporate
Admitted:1974, NY; 2002, CT;
Law School:University of Virginia School of Law, Class of 1973, J.D.

Brian T. O'Connor, Member at Diserio Martin O'Connor & Castiglioni LLP
Address: One Atlantic St., Stamford, CT 06901
Practice:Corporate Law, Taxation, Securities Regulation
Admitted:1968, Connecticut;
Law School:University of Connecticut, Class of 1968, LL.B., with honors

Charles J. Downey, III, Member at Finn Dixon & Herling LLP
Address: 177 Broad Street, 15th Floor, Stamford, CT 06901
Practice:Corporate Law, Mergers and Acquisitions Law, Securities Law, Venture Capital Financing Law, Business, Advertising
Admitted:1990, New York; 1994, Connecticut;
Law School:New York University School of Law, J.D., 1989

Christopher M. Mozingo, Partner at Finn Dixon & Herling LLP
Address: 177 Broad Street, 15th Floor, Stamford, CT 06901
Practice:Advertising, Mergers & Acquisitions, Private Equity & Venture Capital, Securities & Public Companies, General Corporate
Admitted:2005, New York; 2005, Connecticut;
Law School:Emory University School of Law, J.D., cum laude, 2004

Daniel F. McGuire, Esq., Member at D.F. McGuire & Associates, LLC
Address: 1266 East Main Street, Suite 700R, Stamford, CT 06902
Practice:Businesses: We offer a variety of legal services to small-to-medium sized businesses and partnerships in Connecticut, New York, New Jersey, and the District of Columbia. For local merchants, restaurateurs, and manufacturers who need regular, reliable legal support, but think they’re too small for in-house counsel, we may be the solution. We offer effective, reasonably-priced representation and support for business and commercial disputes, including employee relations, licensing, contracts, protection of intellectual property, and commercial landlord-tenant issues. Securities Litigation: Our attorneys are also experienced securities litigators who have prosecuted and defended a wide variety of claims, including matters relating to broker misconduct or fraud, securities class actions and derivative shareholder actions. Individuals: We also represent individuals who require sound legal representation to resolve — and if necessary – litigate their dispute. In addition, we’ve acquired a reputation for helping clients whose previous attorneys have not done their job. When you have sought an attorney’s help with a legal problem, and your lawyer has neglected or outright mishandled the matter, you need someone you can trust to explain your situation and help make things right.
Admitted:Connecticut, New York, New Jersey, District of Columbia
Law School:Penn State University

David I. Albin, Member at Finn Dixon & Herling LLP
Address: 177 Broad Street, 15th Floor, Stamford, CT 06901
Practice:Corporate Law, Mergers and Acquisitions Law, Securities Law, Corporate Finance, Venture Capital Financing Law, Business
Admitted:1984, Connecticut; 1992, U.S. Supreme Court;
Law School:Yale University, J.D., 1984

David A. Swerdloff, Partner at Day Pitney LLP
Address: One Canterbury Green, , Stamford, CT 06901
Practice:Real Estate, Securities & Investment Fraud, Emerging Companies and Venture Finance, Mergers, Acquisitions and Joint Ventures, Private Companies, Private Equity and Investment Funds, Social Media Task Force, Tax-Exempt Organizations and Charitable Giving, Technology, Telecommunications and Outsourcing, Trademark, Copyright and Advertising
Admitted:1979, Connecticut; U.S. District Court, District of Connecticut;
Law School:University of Connecticut, J.D., magna cum laude, 1979

Erik A. Bergman, Member at Finn Dixon & Herling LLP
Address: 177 Broad Street, 15th Floor, Stamford, CT 06901
Practice:Corporate Law, Mergers and Acquisitions, Venture Capital, Corporate Finance, Securities, Advertising
Admitted:1995, Connecticut;
Law School:Yale Law School, J.D., 1993

Harold B. Finn, III, Member at Finn Dixon & Herling LLP
Address: 177 Broad Street, 15th Floor, Stamford, CT 06901
Practice:Securities Law, Banking Law, Corporate Law
Admitted:1967, New York; 1968, District of Columbia; 1974, Connecticut; U.S. District Court, Southern District of New York; U.S. District Court, District of Connecticut; U.S. Supreme Court; 1974, U.S. Tax Court;
Law School:Columbia University, LL.B., magna cum laude, 1966

Harold Frederick McGuire, Jr., Member at D.F. McGuire & Associates, LLC
Address: 1266 East Main St., Ste. 700R, Stamford, CT 06902
Practice:Litigation, Antitrust Litigation, Commercial Litigation, Business Litigation, Securities Litigation, White Collar Criminal Defense
Admitted:1962, New York; 2012, Connecticut; 1966, U.S. Supreme Court;
Law School:Columbia University, Class of 1962, LL.B.

Helen Harris, Partner at Day Pitney LLP
Address: One Canterbury Green, , Stamford, CT 06901
Practice:Real Estate, Securities & Investment Fraud, Land Use & Zoning, White Collar Defense and Internal Investigations, Shareholder and Securities Litigation, Securities Enforcement Defense
Admitted:1997, Connecticut; 1999, New York; U.S. District Court, District of Connecticut; U.S. District Court, Eastern District of New York; U.S. District Court, Southern District of New York; U.S. Court of Appeals for the Second Circuit;
Law School:Columbia University School of Law, J.D., 1997

Helen J Williamson, Of Counsel at Anderson Kill
Address: 1055 Washington Blvd., Ste. 510, Stamford, CT 06901
Practice:Business, Corporate Finance, Mergers and Acquisitions, Business Restructuring, Bankruptcy and Restructuring, Real Estate and Construction, Corporate and Securities, Insurance Recovery
Admitted:1981, New York; 1982, Connecticut; U.S. District Court, Southern District of New York; U.S. District Court, Eastern District of New York; U.S. District Court, Northern District of New York; U.S. District Court, District of Connecticut; U.S. Court of Appeals, Second Circuit;
Law School:Columbia University School of Law, J.D.

Jason R. Boyea, Partner at Finn Dixon & Herling LLP
Address: 177 Broad Street, 15th Floor, Stamford, CT 06901
Practice:Business, Advertising, Mergers and Acquisitions, Venture Capital, Securities, Acquisitions and Divestitures
Admitted:2002, Connecticut; 2003, New York;
Law School:New York University School of Law, J.D., 2002

Jennifer Shufro, Of Counsel at Fox Rothschild LLP
Address: One Landmark Sq., 21st Fl., Stamford, CT 06901
Practice:Business, Constitutional, Advertising, Advertising, Corporate Law, Securities
Admitted:1990, New York; 1991, District of Columbia; 1993, Connecticut;
Law School:New York University School of Law, J.D.

Jody Nicholas Cappello, Associate at Winget, Spadafora & Schwartzberg, LLP
Address: 177 Broad St., 10th Fl., Ste. 1080, Stamford, CT 06901
Practice:Professional Liability Litigation, Securities Litigation and Arbitration Insurance Coverage and Litigation, Commercial and Business Litigation, Labor and Employment
Admitted:2002, Connecticut; U.S. District Court, District of Connecticut;
Law School:Boston University School of Law, Class of 2002, J.D.


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