Gary Alan Carleton, Lawyer at Carleton Law PLLC

Gary Alan Carleton, Founder and Principal Attorney
Arbitration, Securities & Investment Fraud, Securities Law, Litigation, Trial Practice

Phone:
Address: 2001 Massachusetts Ave. NW, Washington, DC 20036

Law Firm:	Carleton Law PLLC
Lawyer:	Gary Alan Carleton
Phone:
Fax:
Lawyer Title:	Founder and Principal
Practice Areas:	Arbitration, Securities & Investment Fraud, Securities Law, Litigation, Trial Practice
Bio:	Getting a call from FINRA or SEC Enforcement telling you that your work as a securities broker is under investigation could be the worst day of your life. You have worked hard for years building your business. Now, with one wrongful allegation you can see it all swept away. But with expert counsel, it does not have to end that way. Stockbrokers and FINRA members need expert, experienced counsel when facing an investigation or disciplinary matter from FINRA or the SEC. For more than 30 years, Gary Carleton was the one conducting those investigations at FINRA and SEC and now his firm, Carleton Law PLLC, brings all that experience to bear to defend brokers and FINRA firms who find themselves in that dreaded position. With all that experience advocating for your side, you will be much better prepared to take on the regulators. Gary uses his extensive experience to quickly assess the seriousness of the matter and begin to develop a plan to address a resolution with FINRA or the SEC. He will lay out that strategy in straightforward, understandable terms. For a detailed description of Gary’s background and qualifications, see below and visit his website at . Gary also runs a blog on FINRA enforcement investigations and disciplinary actions. You can find his blog at .Contact Gary’s office at to set up an appointment. Please be sure to leave your contact information for a return call or message within 48 hours. Read less \|
Admitted:	1983, New York; 2019, District of Columbia;
College:	Indiana Univeristy, Class of 1979, A.B.
Law School:	University of New York at Buffalo, Class of 1982, J.D.
Membership:
Web:
Languages:	English

Lawyer Gary Alan Carleton, graduated from Indiana Univeristy, Class of 1979, A.B. University of New York at Buffalo, Class of 1982, J.D., is now employed by Carleton Law PLLC at 2001 Massachusetts Ave. NW Washington, DC 20036.Gary Alan Carleton is one of the more than one million lawyers in United States. Before choosing Gary Alan Carleton as your lawyer, you should consider whether Gary Alan Carleton offers free consultation, (if not) how much the initial interview costs, if there is any hidden attorney fees, what's the fee schedule, whether he or she has good community reputation and is able to provide a list of good references. You can also contact the Board of Professional Responsibility of the state bar, to find out if Gary Alan Carleton has ever been placed under any disciplinary actions. Please be aware that, though Gary Alan Carleton's office is located at Washington, DC, he or she might belong to the bar association of other states.

You should also ask how long the lawyer has been in practice, how much experience he or she has in cases like yours, and more importantly, the outcomes of those cases! Focus of the lawyer's practice and years of experience are also very important factors in your evaluation process. The more focused the lawyer's practice areas, the better service he or she could provide. So do not make decisions solely on one or two factors. Only hire lawyers you feel comfortable with as they will represent you and your interests, and you will be sharing private details about your life with them.

Gary Alan Carleton has been admitted in 1983, New York; 2019, District of Columbia;. His or her practice areas include Arbitration, Securities & Investment Fraud, Securities Law, Litigation, Trial Practice.

Gary Alan Carleton's college and law school education includes Indiana Univeristy, Class of 1979, A.B., University of New York at Buffalo, Class of 1982, J.D.. Other biographical background includes Getting a call from FINRA or SEC Enforcement telling you that your work as a securities broker is under investigation could be the worst day of your life. You have worked hard for years building your business. Now, with one wrongful allegation you can see it all swept away. But with expert counsel, it does not have to end that way. Stockbrokers and FINRA members need expert, experienced counsel when facing an investigation or disciplinary matter from FINRA or the SEC. For more than 30 years, Gary Carleton was the one conducting those investigations at FINRA and SEC and now his firm, Carleton Law PLLC, brings all that experience to bear to defend brokers and FINRA firms who find themselves in that dreaded position. With all that experience advocating for your side, you will be much better prepared to take on the regulators. Gary uses his extensive experience to quickly assess the seriousness of the matter and begin to develop a plan to address a resolution with FINRA or the SEC. He will lay out that strategy in straightforward, understandable terms. For a detailed description of Gary’s background and qualifications, see below and visit his website at . Gary also runs a blog on FINRA enforcement investigations and disciplinary actions. You can find his blog at .Contact Gary’s office at to set up an appointment. Please be sure to leave your contact information for a return call or message within 48 hours. Read less |. You should contact other lawyers and law firms nearby before choosing your legal representatives.

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