Martin H. Kaplan, Lawyer at Gusrae Kaplan Nusbaum PLLC

Martin H. Kaplan, Managing Member Attorney
Securities & Investment Fraud, Commodities Law, Criminal Law, Advising Registered Representatives and Principals, Broker Dealer Formatio...

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Address: 120 Wall St., Fl. 11, New York, NY 10005-3904

Law Firm:	Gusrae Kaplan Nusbaum PLLC
Lawyer:	Martin H. Kaplan
Phone:
Fax:
Lawyer Title:	Managing Member
Practice Areas:	Securities & Investment Fraud, Commodities Law, Criminal Law, Advising Registered Representatives and Principals, Broker Dealer Formation, Commercial Business Litigation, Commodities Regulations, Corporate & Securities, Corporate Governance, Corporate Restructuring, Financing Transactions, General Corporate and Transactional Advice, Governmental Investigations & Regulatory Enforcement, Hedge Funds, Private Equity, SPVS & Venture Capital, Litigation, Mergers & Acquisitions, Regulatory Compliance & Advisory Services, Securities & Commodities Litigation, White Collar Criminal Defense & Internal Investigations
Bio:	Martin H. Kaplan is the managing member of Gusrae, Kaplan, Bruno & Nusbaum PLLC, a firm specializing in all facets of the securities laws since 1975, including broker/dealer registration, enforcement, compliance, member activity, and association in SROs. The firm and Mr. Kaplan have been at the cutting edge in providing counsel to broker/dealers, associated persons, members of various securities exchanges and self-regulatory organizations, clearing and introducing firms, and issuers in private capital formation, initial public offerings and periodic reporting. The firm and Mr. Kaplan's litigation experience includes Federal and state courts, arbitration and administrative work at the Securities and Exchange Commission and Commodities Futures Trading Commission. Mr. Kaplan frequently represents broker-dealers in regulatory matters, arbitrations and law enforcement investigations; and he has acted as an independent compliance consultant approved by the NASD and State of Connecticut to review and revise procedures at broker/dealers, to review trading and account activities, and to verify compliance with the securities laws, NASD regulations and industry practices. Member, Panel of Arbitrators, American Arbitration Association. Read less \| AV Preeminent
Admitted:	1975, New York; 1977, U.S. Court of Appeals, Second Circuit; 1980, U.S. District Court, Northern District of New York; 1981, U.S. Supreme Court; 1982, U.S. District Court, Western District of New York; 1983, U.S. Court of Appeals, Third Circuit; 1984, U.S. Tax Court; 1975, U.S.… Read more 1975, New York; 1977, U.S. Court of Appeals, Second Circuit; 1980, U.S. District Court, Northern District of New York; 1981, U.S. Supreme Court; 1982, U.S. District Court, Western District of New York; 1983, U.S. Court of Appeals, Third Circuit; 1984, U.S. Tax Court; 1975, U.S. District Courts, Southern and Eastern Districts of New York; Read less
College:	City College of the City University of New York, Class of 1971, B.A.
Law School:	New York Law School, Class of 1974, J.D.
Membership:
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Languages:	English

Lawyer Martin H. Kaplan, graduated from City College of the City University of New York, Class of 1971, B.A. New York Law School, Class of 1974, J.D., is now employed by Gusrae Kaplan Nusbaum PLLC at 120 Wall St., Fl. 11 New York, NY 10005-3904.Martin H. Kaplan is one of the more than one million lawyers in United States. Before choosing Martin H. Kaplan as your lawyer, you should consider whether Martin H. Kaplan offers free consultation, (if not) how much the initial interview costs, if there is any hidden attorney fees, what's the fee schedule, whether he or she has good community reputation and is able to provide a list of good references. You can also contact the Board of Professional Responsibility of the state bar, to find out if Martin H. Kaplan has ever been placed under any disciplinary actions. Please be aware that, though Martin H. Kaplan's office is located at New York, NY, he or she might belong to the bar association of other states.

You should also ask how long the lawyer has been in practice, how much experience he or she has in cases like yours, and more importantly, the outcomes of those cases! Focus of the lawyer's practice and years of experience are also very important factors in your evaluation process. The more focused the lawyer's practice areas, the better service he or she could provide. So do not make decisions solely on one or two factors. Only hire lawyers you feel comfortable with as they will represent you and your interests, and you will be sharing private details about your life with them.

Martin H. Kaplan has been admitted in 1975, New York; 1977, U.S. Court of Appeals, Second Circuit; 1980, U.S. District Court, Northern District of New York; 1981, U.S. Supreme Court; 1982, U.S. District Court, Western District of New York; 1983, U.S. Court of Appeals, Third Circuit; 1984, U.S. Tax Court; 1975, U.S.… Read more 1975, New York; 1977, U.S. Court of Appeals, Second Circuit; 1980, U.S. District Court, Northern District of New York; 1981, U.S. Supreme Court; 1982, U.S. District Court, Western District of New York; 1983, U.S. Court of Appeals, Third Circuit; 1984, U.S. Tax Court; 1975, U.S. District Courts, Southern and Eastern Districts of New York; Read less. His or her practice areas include Securities & Investment Fraud, Commodities Law, Criminal Law, Advising Registered Representatives and Principals, Broker Dealer Formation, Commercial Business Litigation, Commodities Regulations, Corporate & Securities, Corporate Governance, Corporate Restructuring, Financing Transactions, General Corporate and Transactional Advice, Governmental Investigations & Regulatory Enforcement, Hedge Funds, Private Equity, SPVS & Venture Capital, Litigation, Mergers & Acquisitions, Regulatory Compliance & Advisory Services, Securities & Commodities Litigation, White Collar Criminal Defense & Internal Investigations.

Martin H. Kaplan's college and law school education includes City College of the City University of New York, Class of 1971, B.A., New York Law School, Class of 1974, J.D.. Other biographical background includes Martin H. Kaplan is the managing member of Gusrae, Kaplan, Bruno & Nusbaum PLLC, a firm specializing in all facets of the securities laws since 1975, including broker/dealer registration, enforcement, compliance, member activity, and association in SROs. The firm and Mr. Kaplan have been at the cutting edge in providing counsel to broker/dealers, associated persons, members of various securities exchanges and self-regulatory organizations, clearing and introducing firms, and issuers in private capital formation, initial public offerings and periodic reporting. The firm and Mr. Kaplan's litigation experience includes Federal and state courts, arbitration and administrative work at the Securities and Exchange Commission and Commodities Futures Trading Commission. Mr. Kaplan frequently represents broker-dealers in regulatory matters, arbitrations and law enforcement investigations; and he has acted as an independent compliance consultant approved by the NASD and State of Connecticut to review and revise procedures at broker/dealers, to review trading and account activities, and to verify compliance with the securities laws, NASD regulations and industry practices. Member, Panel of Arbitrators, American Arbitration Association. Read less | AV Preeminent. You should contact other lawyers and law firms nearby before choosing your legal representatives.

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